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EXCLUSIVE: UnaVista to close its SFTR trade repository
30 July 2021 United Kingdom
Reporter: Bob Currie

UnaVista, the regulatory reporting platform owned by London Stock Exchange Group, has announced that it will discontinue its SFTR trade repository service from 31 January 2022

ESMA publishes MIFID II/MIFIR annual review report
28 July 2021 France
Reporter: Jenna Lomax

The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements

Qomply Partners with REGIS-TR as it expands European services
15 July 2021 Luxembourg
Reporter: Carmella Haswell

Qomply announces partnership with Luxembourg-based European trade repository, REGIS-TR as it aims to expand its European coverage

Kaizen Reporting strengthens regulatory expertise with three new appointments
15 July 2021 London
Reporter: Carmella Haswell

Kaizen Reporting has added Francesco Angelini, Simon Appleton and Alan McIntyre to its senior regulatory reporting team based in London

Broadridge to provide regulatory trade and transaction reporting for BayernLB
23 June 2021 UK
Reporter: Maddie Saghir

Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments

ACA Group reveals 97% of firms are reporting incorrectly under MiFIR/EMIR
18 June 2021 UK
Reporter: Maddie Saghir

The report highlights that analysis of the data shows that firms’ reports featured, on average, over 30 separate error types, which suggests this is not just a case of a single mistake affecting all reports

Brain trust: Kaizen launches board of experts to boost quality of regulatory reporting data
08 June 2021 UK
Reporter: Alex Pugh

The UK-based financial consultancy’s new advisory board is made up of regulation, technology, law and financial services heavyweights, who between them have decades of experience in all aspects of the regulatory landscape

ESMA releases final report on market data obligations under MiFID II and MiFIR
01 June 2021 France
Reporter: Bob Currie

This final report builds on a consultation process that ESMA, the EU securities market regulator, ran from 6 November 2020 until 11 January 2021

deltaconX to provide EMIR and MiFIR reporting services for Cardano Risk Management
17 May 2021 UK
Reporter: Maddie Saghir

“We are convinced that deltaconX is the right partner for Cardano to support us and our clients in fulfilling our regulatory reporting requirements in the most efficient way,” says Marc Strijbos

SteelEye to provide EMIR and MiFIR reporting services to Capital Index
08 January 2021 UK
Reporter: Maddie Saghir

We are excited to work with the SteelEye team as we use their solutions for EMIR and MiFIR reporting,” says Matthew Wright, CEO of Capital Index

Brexit: UK sets out final SFTR, EMIR and MIFID II reporting rules
23 December 2020 UK
Reporter: Drew Nicol

The FCA has confirmed the final reporting rules post-Brexit but says it will not fine non-compliant firms that can show their homework

DMA selects SteelEye for MiFIR reporting
17 November 2020 South Africa
Reporter: Natalie Turner

DMA says it selected SteelEye because of the end-to-end visibility and high degree of process automation provided by its MiFIR reporting service