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Tim Hartley joins Kaizen Reporting
02 November 2021
UK Reporter Jenna Lomax

Tim Hartley has joined Kaizen Reporting as director of European Market Infrastructure Regulation reporting

Mark Husler leaves UnaVista for property management role
29 September 2021
UK Reporter Jenna Lomax

Mark Husler, managing director and CEO of UnaVista, has stepped down from his role to become managing director of property development company, NovaVita

ESMA prioritises sustainability, CMU and digitalisation for 2022
28 September 2021
EU Reporter Bob Currie

EU securities market regulator takes on new supervisory powers for benchmarks and data service providers and will concentrate on building a single rulebook and promoting its role as an EU capital markets data hub

Qomply joins forces with Euronext
21 September 2021
UK Reporter Jenna Lomax

According to Qomply and Euronext, by linking services, the companies will be able to provide their clients with a solution that reduces cost and eradicates the complications that often come with the integration of separate solutions

REGIS-TR partners with Reg-X
17 August 2021
Luxembourg Reporter Jenna Lomax

Reg-X is a provider of reporting and compliance solutions in the regulatory space, which includes regulatory reporting solutions, platforms and consulting services

EXCLUSIVE: UnaVista to close its SFTR trade repository
30 July 2021
United Kingdom Reporter Bob Currie

UnaVista, the regulatory reporting platform owned by London Stock Exchange Group, has announced that it will discontinue its SFTR trade repository service from 31 January 2022

ESMA publishes MIFID II/MIFIR annual review report
28 July 2021
France Reporter Jenna Lomax

The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements

Qomply Partners with REGIS-TR as it expands European services
15 July 2021
Luxembourg Reporter Carmella Haswell

Qomply announces partnership with Luxembourg-based European trade repository, REGIS-TR as it aims to expand its European coverage

Features
Full feature search for "MiFIR"
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How to manage regulatory divergence post Brexit

Simon Treacy, senior associate at Linklaters, highlights the challenge of navigating EU and UK financial regulation and discusses how technology can help chart a course to compliance

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Regulators see the bigger picture

Nick Moss of MarketAxess discusses the advantage regulators have when assessing data quality and how the industry can adopt a similar approach

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Are we there yet?

Brian Bollen talks to global bank Société Générale and post-trade vendor Torstone Technology about the latest updates on MiFIR, and why the journey toward its next review may still be a long one

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ISO 20022 XML standards are taking over transaction reporting

Cappitech reviews the move to the ISO 20022 XML standards occurring within transaction reporting regulation

Interviews
Full interview search for "MiFIR"
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Michelle Zak
Qomply

Qomply, a regulatory technology company that has processed billions of transaction reports for more than 50 investment firms, sits firmly on the front line as it assists clients with their EMIR reporting journeys. Jenna Lomax spoke to the company’s Michelle Zak to find out how the industry is responding

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Michael Hall
Spectrum Markets

Michael Hall talks to Jenna Lomax about what Spectrum Markets can offer the retail trading space, how the relationship between digital and traditional assets will continue to change, and if crypto derivatives should be monitored as part of ESG policy

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Mark John
Pershing

Once financial services firms are through this swathe of regulation, they can start again with a clean sheet, says Mark John of Pershing

Country profiles
Full country profile search for "MiFIR"
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Germany

Experts say DLT has the potential to open the floor to all kinds of innovations if it can become a regulatory and legally integral part of Germany’s business

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