Kaizen Reporting has added Francesco Angelini, Simon Appleton and Alan McIntyre to its senior regulatory reporting team based in London
Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments
The report highlights that analysis of the data shows that firms’ reports featured, on average, over 30 separate error types, which suggests this is not just a case of a single mistake affecting all reports
The UK-based financial consultancy’s new advisory board is made up of regulation, technology, law and financial services heavyweights, who between them have decades of experience in all aspects of the regulatory landscape
This final report builds on a consultation process that ESMA, the EU securities market regulator, ran from 6 November 2020 until 11 January 2021
“We are convinced that deltaconX is the right partner for Cardano to support us and our clients in fulfilling our regulatory reporting requirements in the most efficient way,” says Marc Strijbos
We are excited to work with the SteelEye team as we use their solutions for EMIR and MiFIR reporting,” says Matthew Wright, CEO of Capital Index
The FCA has confirmed the final reporting rules post-Brexit but says it will not fine non-compliant firms that can show their homework
Simon Treacy, senior associate at Linklaters, highlights the challenge of navigating EU and UK financial regulation and discusses how technology can help chart a course to compliance
Nick Moss of MarketAxess discusses the advantage regulators have when assessing data quality and how the industry can adopt a similar approach
Brian Bollen talks to global bank Société Générale and post-trade vendor Torstone Technology about the latest updates on MiFIR, and why the journey toward its next review may still be a long one
Cappitech reviews the move to the ISO 20022 XML standards occurring within transaction reporting regulation
Qomply, a regulatory technology company that has processed billions of transaction reports for more than 50 investment firms, sits firmly on the front line as it assists clients with their EMIR reporting journeys. Jenna Lomax spoke to the company’s Michelle Zak to find out how the industry is responding
Michael Hall talks to Jenna Lomax about what Spectrum Markets can offer the retail trading space, how the relationship between digital and traditional assets will continue to change, and if crypto derivatives should be monitored as part of ESG policy
Once financial services firms are through this swathe of regulation, they can start again with a clean sheet, says Mark John of Pershing
Experts say DLT has the potential to open the floor to all kinds of innovations if it can become a regulatory and legally integral part of Germany’s business
