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UnaVista fined for EMIR data failures
23 September 2021 UK
Reporter: Bob Currie

ESMA has fined UnaVista Limited, the London-based trade repository, €238,500 for failing to ensure data integrity and failing to provide direct and immediate access for regulators to trade data through its EMIR reporting service

Trade associations call for EC equivalence extension for UK CCPs
17 September 2021 UK
Reporter: Maddie Saghir

This equivalence decision is set to expire on 30 June, but the associations request that the EC provide clarity as soon as possible and well in advance of March 2022

DTCC partners with Fund Recs
14 September 2021 UK
Reporter: Maddie Saghir

Fund Recs’ Velocity service will connect to DTCC’s Global Trade Repository to retrieve and analyse trade data for accuracy and completion, simplifying and streamlining the reconciliation process

Masdar Green picks Apex for sustainable REIT initiative
08 September 2021 UK
Reporter: Jenna Lomax

Apex will provide Masdar with an independent and locally delivered suite of fund administration and property level accounting and reporting services, utilising Apex’s eFront and Yardi solutions

Banca del Ceresio adopts deltaconX platform
06 September 2021 Switzerland
Reporter: Jenna Lomax

Swiss based Banca del Ceresio has chosen deltaconX’s regulatory platform to fulfil its reporting obligations under FinfraG

REGIS-TR partners with Reg-X
17 August 2021 Luxembourg
Reporter: Jenna Lomax

Reg-X is a provider of reporting and compliance solutions in the regulatory space, which includes regulatory reporting solutions, platforms and consulting services

EXCLUSIVE: UnaVista to close its SFTR trade repository
30 July 2021 United Kingdom
Reporter: Bob Currie

UnaVista, the regulatory reporting platform owned by London Stock Exchange Group, has announced that it will discontinue its SFTR trade repository service from 31 January 2022

Qomply Partners with REGIS-TR as it expands European services
15 July 2021 Luxembourg
Reporter: Carmella Haswell

Qomply announces partnership with Luxembourg-based European trade repository, REGIS-TR as it aims to expand its European coverage

Kaizen Reporting strengthens regulatory expertise with three new appointments
15 July 2021 London
Reporter: Carmella Haswell

Kaizen Reporting has added Francesco Angelini, Simon Appleton and Alan McIntyre to its senior regulatory reporting team based in London

Broadridge to provide regulatory trade and transaction reporting for BayernLB
23 June 2021 UK
Reporter: Maddie Saghir

Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments

ACA Group reveals 97% of firms are reporting incorrectly under MiFIR/EMIR
18 June 2021 UK
Reporter: Maddie Saghir

The report highlights that analysis of the data shows that firms’ reports featured, on average, over 30 separate error types, which suggests this is not just a case of a single mistake affecting all reports

ESMA releases 2020 Annual Report
16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure