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Broadridge to provide regulatory trade and transaction reporting for BayernLB
23 June 2021 UK
Reporter: Maddie Saghir

Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments

ACA Group reveals 97% of firms are reporting incorrectly under MiFIR/EMIR
18 June 2021 UK
Reporter: Maddie Saghir

The report highlights that analysis of the data shows that firms’ reports featured, on average, over 30 separate error types, which suggests this is not just a case of a single mistake affecting all reports

ESMA releases 2020 Annual Report
16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure

Alan McIntyre joins Kaizen in regulatory reporting role
16 June 2021 UK
Reporter: Alex Pugh

McIntyre’s DTCC Global Trade Repository expertise will support Kaizen’s clients with their trade repository services, derivatives and securities financing transactions requirements

ESMA publishes new stress test framework for CCPs
10 June 2021 France
Reporter: Bob Currie

The 2021 Stress Test, which is the fourth iteration of its evaluation framework, draws on experience gained from previous evaluation exercises

deltaconX to provide EMIR and MiFIR reporting services for Cardano Risk Management
17 May 2021 UK
Reporter: Maddie Saghir

“We are convinced that deltaconX is the right partner for Cardano to support us and our clients in fulfilling our regulatory reporting requirements in the most efficient way,” says Marc Strijbos

IHS Markit, TRAction and Tradefora join oneZero’s data platform
28 April 2021 US
Reporter: Maddie Saghir

“The integration with the oneZero EcoSystem will allow oneZero clients to use our best-of-breed services with no technical integration effort on their side," says IHS Markit’s Ronen Kertis

ESMA unveils draft RTS on changes to CCPs’ activities and models
08 April 2021 France
Reporter: Maddie Saghir

ESMA has published its final report containing draft regulatory technical standards relating to changes to CCP services and activities as well as models and parameters under EMIR

JTC gains corporate service licence in Abu Dhabi
01 April 2021 UAE
Reporter: Maddie Saghir

In tandem with gaining the new licence, JTC has opened a new office in the Abu Dhabi Global Market, which will be led by Naro Zimmerman

Andrew Pinnington departs Goldman Sachs and joins Quorsus
03 March 2021 UK
Reporter: Maddie Saghir

In his new role at Quorsus, Pinnington’s core responsibilities will be around leading the development of the regulatory reporting practice and serving as a trusted advisor in Quorsus’ ongoing and future client initiatives

Single Rulebook enables switch between UK and EU regulation
25 February 2021 UK
Reporter: Maddie Saghir

The new functionality and tools available on Single Rulebook allow users to research, annotate and work with both texts side by side

Exclusive: 11th hour deal breakdown cut off KDPW clients from UK EMIR services
25 February 2021 Poland
Reporter: Drew Nicol

The Polish trade repository quietly cut UK EMIR reporting from its available services after a late-stage deal it had negotiated with an on-shore TR to divert business through as of January fell through weeks before the Brexit deadline