All regulation news

Kaizen Reporting buys compliance solutions specialist Red Deer

19 April 2023 UK
Reporter: Bob Currie

The acquisition will add Red Deer’s surveillance and research capability to the Kaizen hub, assisting middle office and compliance divisions in identifying cases of market abuse and meeting regulatory commitments including MiFID II unbundling and fai

AFME issues equity market liquidity warning before MiFIR Review

17 April 2023 UK
Reporter: Lucy Carter

The Association for Financial Markets in Europe has advised negotiators at EU trilogues for the Markets in Financial Instruments Regulation review to consider the impact that MiFID could have on the attractiveness of Europe’s capital markets

Strong improvement in capital reserves and liquidity risk profiles key to banking resilience, says BCBS

23 March 2023 Switzerland
Reporter: AST

Since 2011, banks’ leverage ratio has improved from 3.5 to 6.5 per cent and their risk-based common equity tier 1 ratio (CET1) has risen from 7 to 13 per cent, according to Basel Committee

EU supervisors confirm ranking in resolution waterfall following Credit Suisse takeover

21 March 2023 Switzerland
Reporter: Bob Currie

The EU Single Resolution Board (SRB) has issued a statement confirming that holders of Additional Tier 1 (AT1) instruments should rank ahead of holders of common equity in case of resolution or insolvency of a banking institution in the Banking Union

Natixis picks Adenza’s solution to automate regulatory reporting in Hong Kong

20 March 2023 Hong Kong
Reporter: Jenna Lomax

The Adenza solution fully automates the regulatory reporting process by integrating, managing and reconciling volumes of disparate data

Corlytics and Solidatus enter into regulatory reporting partnership

15 March 2023 UK, US
Reporter: AST

This alliance will enable digitised regulatory information from Corlytics to be integrated into the regulatory data catalogues maintained by Solidatus and linked to data lineage models where they can be adapted to companies’ controls and systems

Regulators face wide range of issues in 2023, FIX EMEA Trading Conference panellists say

13 March 2023 UK
Reporter: Lucy Carter

On the panel, entitled ‘Regulation in 2023’, speakers discussed the most pressing issues this year and offered potential actions that both regulators and the market could take to address them

DTCC launches service to support transition from LIBOR benchmark rates

13 March 2023 US
Reporter: Bob Currie

The Depository Trust and Clearing Corporation has launched a LIBOR Benchmark Replacement Index solution to support the industry’s transition to alternative benchmark rates ahead of the 30 June LIBOR cessation

Kaizen Reporting buys majority stake in London Reporting House

08 March 2023 UK
Reporter: Bob Currie

With the equity purchase, London Reporting House’s repo market tools and analytics will be available through Kaizen’s web-based regulatory information and compliance platform known as Kaizen Hub

SEC’s Gensler spotlights asset protection risks with crypto custodians

06 March 2023 US
Reporter: Bob Currie

Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is, SEC chair observes in statement to Investor Advisory Committee

Majority of UK firms unprepared for EMIR REFIT, Novatus finds

27 February 2023 UK
Reporter: Lucy Carter

The ‘EMIR REFIT Readiness Report’ polled 100 market participants on their current plans for the new regulation, scheduled to come into effect in April 2024

European Parliament accepts EC’s ELTIF proposals

16 February 2023 Belgium
Reporter: Lucy Carter

A series of legislative changes were suggested by the EC, including bringing a wider range of assets under the regulation’s mandate, sanctioning investments in fintechs and green bonds, and increasing the market capitalisation threshold

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