CUBE aims to help customers reduce their manual processes around regulatory obligations, identifying, predicting and mitigating risks and reducing costs
The Canadian Securities Administrators has recognised the New Self-Regulatory Organisation of Canada and approved the new Canadian Investor Protection Fund
Capital markets consulting firm First Derivative has joined the UnaVista Partner Programme to enhance the operational and regulatory risk management services it offers to clients
These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system
The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission’s own rule-book, along with steps to tighten up insider-trading rules
The Shareholder Rights Directive (SRD) should be made a regulation rather than remaining as a directive, according to a panellist at this year’s CorpActions conference in London.
Fenergo’s solution will be integrated into iBanFirst’s Salesforce customer relationship management, streamlining KYC and anti-money laundering compliance and improving the end-to-end cross-border payments process for customers
