Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is, SEC chair observes in statement to Investor Advisory Committee
The ‘EMIR REFIT Readiness Report’ polled 100 market participants on their current plans for the new regulation, scheduled to come into effect in April 2024
A series of legislative changes were suggested by the EC, including bringing a wider range of assets under the regulation’s mandate, sanctioning investments in fintechs and green bonds, and increasing the market capitalisation threshold
The Bank of England’s supervisory statement specifies how CCPs should meet their regulatory requirements for outsourced services, with a compliance deadline set for 9 February 2024
The programme seeks to bring together companies in the regulatory reporting space, aiming to provide clients with improved efficiency and the operational advantages offered by leading industry brands
ICMA says the initiative will help to inform the current discussions among policy makers in the ongoing MiFIR review, and should help “pave the way for the inclusion of meaningful, well-calibrated” sovereign bond data in the EU bond consolidated tape
CUBE aims to help customers reduce their manual processes around regulatory obligations, identifying, predicting and mitigating risks and reducing costs
The Canadian Securities Administrators has recognised the New Self-Regulatory Organisation of Canada and approved the new Canadian Investor Protection Fund
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