All regulation news

ESMA issues guidance on DLT-based market infrastructure

16 December 2022 EU
Reporter: Bob Currie

These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system

SEC proposes shake up of best execution rules

15 December 2022 US
Reporter: Bob Currie

The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission’s own rule-book, along with steps to tighten up insider-trading rules

Majority of firms are not ready for CFTC Rewrite, says S&P Global Market Intelligence survey

16 November 2022 Global
Reporter: Carmella Haswell

The Global Regulatory Reporting Survey data was collected during August and September 2022 from 89 respondents from banks, asset managers and brokers

SRD regulation remains unclear, CorpActions panellists say

15 November 2022 UK
Reporter: Lucy Carter

The Shareholder Rights Directive (SRD) should be made a regulation rather than remaining as a directive, according to a panellist at this year’s CorpActions conference in London.

iBanFirst picks Fenergo’s CLM and KYC solution

09 November 2022 UK
Reporter: Lucy Carter

Fenergo’s solution will be integrated into iBanFirst’s Salesforce customer relationship management, streamlining KYC and anti-money laundering compliance and improving the end-to-end cross-border payments process for customers