Canadian financial regulators have released a series of changes to total cost reporting disclosures for investment funds and individual segregated fund contracts
The acquisition will add Red Deer’s surveillance and research capability to the Kaizen hub, assisting middle office and compliance divisions in identifying cases of market abuse and meeting regulatory commitments including MiFID II unbundling and fai
The Association for Financial Markets in Europe has advised negotiators at EU trilogues for the Markets in Financial Instruments Regulation review to consider the impact that MiFID could have on the attractiveness of Europe’s capital markets
Since 2011, banks’ leverage ratio has improved from 3.5 to 6.5 per cent and their risk-based common equity tier 1 ratio (CET1) has risen from 7 to 13 per cent, according to Basel Committee
The EU Single Resolution Board (SRB) has issued a statement confirming that holders of Additional Tier 1 (AT1) instruments should rank ahead of holders of common equity in case of resolution or insolvency of a banking institution in the Banking Union
This alliance will enable digitised regulatory information from Corlytics to be integrated into the regulatory data catalogues maintained by Solidatus and linked to data lineage models where they can be adapted to companies’ controls and systems
On the panel, entitled ‘Regulation in 2023’, speakers discussed the most pressing issues this year and offered potential actions that both regulators and the market could take to address them
The Depository Trust and Clearing Corporation has launched a LIBOR Benchmark Replacement Index solution to support the industry’s transition to alternative benchmark rates ahead of the 30 June LIBOR cessation
With the equity purchase, London Reporting House’s repo market tools and analytics will be available through Kaizen’s web-based regulatory information and compliance platform known as Kaizen Hub
Just because a crypto trading platform claims to be a qualified custodian doesn’t mean that it is, SEC chair observes in statement to Investor Advisory Committee
The ‘EMIR REFIT Readiness Report’ polled 100 market participants on their current plans for the new regulation, scheduled to come into effect in April 2024
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