Although regulation is going in the right direction, there is still a long road ahead, panelists at this years’ Association of the Luxembourg Fund Industry (ALFI) Global Distribution Conference agreed
16 September 2022Switzerland Reporter: Lucy Carter
The Basel Committee has agreed to publish a report on buffer usability and cyclicality in the Basel framework, following consideration of a 2021 interim evaluation report
Northern Trust has welcomed a series of hires within its global capital markets business, and has also established a dedicated capital markets client solutions team
ION’s Compliance SaaS solution enables real-time oversight of pre-and post-trading, and offers full coverage of asset types, with an automated compliance checking process and investment transparency
Following publication of derogation criteria under the European Commission Delegated Act in March, ESMA has identified nine data reporting service providers that it will directly regulate
The EU securities market regulator has launched a consultation to assess industry reaction to proposed changes to cash penalty procedures under the Central Securities Depositories Regulation
Conduct risk and compliance technology provider MyComplianceOffice has launched Know Your Risk, a government and oversight suite of modular solutions allowing firms to set regulatory priorities
Regnology’s membership to the programme will facilitate transaction reporting for its customers ahead of the implementation phase of European Market Infrastructure Regulation REFIT
