All regulation news

BoE issues guidance on outsourcing and third-party risk management for CCPs

09 February 2023 UK
Reporter: Bob Currie

The Bank of England’s supervisory statement specifies how CCPs should meet their regulatory requirements for outsourced services, with a compliance deadline set for 9 February 2024

Proxymity collaborates with FIS to launch new proxy voting service

01 February 2023 US
Reporter: Jenna Lomax

The new solution has been introduced to help clients fulfil their ESG goals and Shareholder Rights Directive II regulatory requirements

TradeHeader joins REGIS-TR’s partnership programme

01 February 2023 Luxembourg
Reporter: Lucy Carter

The programme seeks to bring together companies in the regulatory reporting space, aiming to provide clients with improved efficiency and the operational advantages offered by leading industry brands

ICMA publishes new post-trade framework for EU-traded sovereign bonds

26 January 2023 Switzerland
Reporter: Jenna Lomax

ICMA says the initiative will help to inform the current discussions among policy makers in the ongoing MiFIR review, and should help “pave the way for the inclusion of meaningful, well-calibrated” sovereign bond data in the EU bond consolidated tape

Loomis Sayles confirms continued partnership with T-Scape

11 January 2023 UK
Reporter: Lucy Carter

Loomis, Sayles & Company has signed a five-year agreement with fintech T-Scape for iActs, the company’s corporate actions solution

CUBE acquires The Hub to expand RegTech capabilities

11 January 2023 UK
Reporter: Lucy Carter

CUBE aims to help customers reduce their manual processes around regulatory obligations, identifying, predicting and mitigating risks and reducing costs

CSA has recognised the New SRO and approved the new CIPF

09 January 2023 Canada
Reporter: Lucy Carter

The Canadian Securities Administrators has recognised the New Self-Regulatory Organisation of Canada and approved the new Canadian Investor Protection Fund

ESMA publishes AIF and UCITS standards report

23 December 2022 Europe
Reporter: Lucy Carter

ESMA has published a final report on the technical standards for the cross-border activities of AIFs and UCITS

CGD picks Wolters Kluwer FRR for regulatory compliance

22 December 2022 Portugal
Reporter: Lucy Carter

The solution will allow Caixa Geral de Depositos to comply with the capital requirements regulation and central registration depository directives

First Derivative joins UnaVista Partner Programme

21 December 2022 UK
Reporter: Jenna Lomax

Capital markets consulting firm First Derivative has joined the UnaVista Partner Programme to enhance the operational and regulatory risk management services it offers to clients

ESMA issues guidance on DLT-based market infrastructure

16 December 2022 EU
Reporter: Bob Currie

These guidelines provide templates for applications to operate any form of DLT market infrastructure under the DLT Pilot Regulation, including a DLT MTF, a DLT settlement system or a DLT trading and settlement system

SEC proposes shake up of best execution rules

15 December 2022 US
Reporter: Bob Currie

The US Securities and Exchange Commission has proposed implementation of a best execution regulatory framework that will fall under the Commission’s own rule-book, along with steps to tighten up insider-trading rules

Get in touch

Home

Facebook

RSS feed

News