All regulation news

Germany passes new electronic securities law

12 May 2021 Germany
Reporter: Maddie Saghir

Dentons' Michael Huertas explains that the introduction of the eWpG marks a further move forward in the digital transformation and a move away from the need for paper-based certificates for notes

ESMA opens annual consultation on MiFID II

12 May 2021 France
Reporter: Maddie Saghir

The paper provides for the annual assessment of the operation of the thresholds for the liquidity determination of bonds and the trade percentiles determining the pre-trade SSTI-threshold

Don’t risk progress made with LIBOR, says BoE governor

12 May 2021 UK
Reporter: Becky Bellamy

In March, the FCA confirmed that all LIBOR settings will either cease to be provided by any administrator or no longer be representative immediately after 31 December 2021

Banco Santander selects IHS Markit’s regulatory reporting solution

12 May 2021 US
Reporter: Maddie Saghir

Banco Santander has appointed IHS Markit to report over-the-counter (OTC) derivatives trades to multiple jurisdictions with its global regulatory reporting solution platform

Clearstream gains CSDR licences for its international CSD

14 April 2021 Luxembourg
Reporter: Maddie Saghir

The authorisation marks a key step in achieving full CSDR compliance for all of Clearstream’s CSDs

ESMA unveils draft RTS on changes to CCPs’ activities and models

08 April 2021 France
Reporter: Maddie Saghir

ESMA has published its final report containing draft regulatory technical standards relating to changes to CCP services and activities as well as models and parameters under EMIR

EACH urges EC to agree with ESMA on a further delay to CSDR's SDR

01 April 2021 Belgium
Reporter: Maddie Saghir

EACH says a number of the provisions are simply not implementable because of their technical inaccuracy and some would also increase operational risk within the EU CSDR SDR

DTCC’s ALERT reaches new milestone with more than 10 million SSIs

31 March 2021 UK
Reporter: Maddie Saghir

DTCC ALERT, the web-based global database for the maintenance and communication of account and standing settlement instructions (SSIs), has more than 10 million SSIs now included in the service

SRD II still in early stages of ‘full and seamless adoption’, says Broadridge

31 March 2021 UK
Reporter: Maddie Saghir

Over the next 12 months, Broadridge hopes many of the current operational challenges will be resolved but expects an ongoing high focus in this area, especially for global intermediaries

ESMA launches MMF consultation to review 2020 market stress

26 March 2021 France
Reporter: Drew Nicol

Following the COVID-19 market stress experienced by money markets in March 2020, the EU regulator is considering four wide-ranging proposals for rule changes to shore-up liquidity buffers and transparency

Broadridge and AccessFintech collaborate to transform resolution of settlement fails

23 March 2021 US
Reporter: Maddie Saghir

The solution is powered by Broadridge’s post-trade platforms and data, and incorporates AccessFintech’s cloud-based operations workflow model

CSDR: there are yet to be changes in industry behaviour

23 March 2021 UK
Reporter: Maddie Saghir

“The industry would like to start seeing trade fails come down to the point where the industry’s investment into this space will kick in but I'm certainly not seeing this yet," says BNY Mellon's Martin Smith

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