All regulation news

Regulators should step up in the public blockchain space, SETL suggests

23 July 2021 UK
Reporter: Maddie Saghir

"It's time we opened up this sector to innovation from the regulated financial services sector,” states Anthony Culligan, chief engineer and co-author of SETL’s new whitepaper

Basel Committee launches consultation on G-SIB assessment

21 July 2021 Switzerland
Reporter: Bob Currie

BCBS has issued a proposal regarding changes to the assessment and review methodology for globally systemically-important banks

Caceis utilises Broadridge’s SRD II solution

21 July 2021 UK
Reporter: Maddie Saghir

Cacies, Germany Branch, has selected Broadridge’s Shareholder Rights Directive solution in response to the new upcoming regulatory obligation

FCA launches consultation on reforms to UK primary markets

05 July 2021 United Kingdom
Reporter: Bob Currie

UK financial conduct regulator aims to encourage investor access to higher growth sectors, while delivering a simplified rulebook and higher standards of transparency and investor protection

European Commission issues Interim Report on CSDR

30 June 2021 EU
Reporter: Bob Currie

Report says Commission will consider a REFIT legislative review of CSDR, subject to an impact assessment

Broadridge to provide regulatory trade and transaction reporting for BayernLB

23 June 2021 UK
Reporter: Maddie Saghir

Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments

ESMA releases 2020 Annual Report

16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure

ESMA releases final report on market data obligations under MiFID II and MiFIR

01 June 2021 France
Reporter: Bob Currie

This final report builds on a consultation process that ESMA, the EU securities market regulator, ran from 6 November 2020 until 11 January 2021

ESMA responds to European Commission’s Review of CSDR

28 May 2021 France
Reporter: Bob Currie

EU securities market regulator calls for reform of T2S supervision framework

EFAMA calls for ESAs to address data costs associated with SFDR

18 May 2021 Belgium
Reporter: Maddie Saghir

This issue was listed among six other key issues in EFAMA’s response to the joint ESAs consultation on taxonomy-related sustainability disclosures in SFDR

deltaconX to provide EMIR and MiFIR reporting services for Cardano Risk Management

17 May 2021 UK
Reporter: Maddie Saghir

“We are convinced that deltaconX is the right partner for Cardano to support us and our clients in fulfilling our regulatory reporting requirements in the most efficient way,” says Marc Strijbos

Germany passes new electronic securities law

12 May 2021 Germany
Reporter: Maddie Saghir

Dentons' Michael Huertas explains that the introduction of the eWpG marks a further move forward in the digital transformation and a move away from the need for paper-based certificates for notes

Get in touch

Home

Facebook

RSS feed

News