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Global Asset Servicing News and Commentary

Leading the Way

Global Asset Servicing News and Commentary

Leading the Way

Global Asset Servicing News and Commentary

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ESMA publishes MIFID II/MIFIR annual review report

28 July 2021 France
Reporter: Jenna Lomax

The European Securities and Markets Authority (ESMA) has advised the European Commission to move to stage three of the phase-in for the transparency requirements for RTS 2 under MiFID II/MiFIR suitability requirements

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EBA launches consultation on technical standards for identifying shadow banking entities

26 July 2021 France
Reporter: Carmella Haswell

The European Banking Authority has launched a public consultation on draft regulatory technical standards detailing criteria for identifying shadow banking entities for the purpose of reporting large exposures

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Asset managers favour pooled trade data tape for MiFID II, despite some hesitation

26 July 2021 UK
Reporter: Jenna Lomax

Bloomberg Intelligence asked asset managers and brokers their thoughts on long-considered plans to create an electronic system that collates trade data from trading venues and data aggregators

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Regulators should step up in the public blockchain space, SETL suggests

23 July 2021 UK
Reporter: Maddie Saghir

"It's time we opened up this sector to innovation from the regulated financial services sector,” states Anthony Culligan, chief engineer and co-author of SETL’s new whitepaper

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Basel Committee launches consultation on G-SIB assessment

21 July 2021 Switzerland
Reporter: Bob Currie

BCBS has issued a proposal regarding changes to the assessment and review methodology for globally systemically-important banks

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Caceis utilises Broadridge’s SRD II solution

21 July 2021 UK
Reporter: Maddie Saghir

Cacies, Germany Branch, has selected Broadridge’s Shareholder Rights Directive solution in response to the new upcoming regulatory obligation

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FCA launches consultation on reforms to UK primary markets

05 July 2021 United Kingdom
Reporter: Bob Currie

UK financial conduct regulator aims to encourage investor access to higher growth sectors, while delivering a simplified rulebook and higher standards of transparency and investor protection

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European Commission issues Interim Report on CSDR

30 June 2021 EU
Reporter: Bob Currie

Report says Commission will consider a REFIT legislative review of CSDR, subject to an impact assessment

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Broadridge to provide regulatory trade and transaction reporting for BayernLB

23 June 2021 UK
Reporter: Maddie Saghir

Broadridge has been selected by Bayerische Landesbank (BayernLB) to streamline and consolidate its regulatory trade reporting commitments

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ESMA releases 2020 Annual Report

16 June 2021 France
Reporter: Bob Currie

EU securities market regulator reflects on its work during 2020 and actions relating to supervisory convergence, Single Rulebook and oversight of financial infrastructure

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ESMA releases final report on market data obligations under MiFID II and MiFIR

01 June 2021 France
Reporter: Bob Currie

This final report builds on a consultation process that ESMA, the EU securities market regulator, ran from 6 November 2020 until 11 January 2021

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ESMA responds to European Commission’s Review of CSDR

28 May 2021 France
Reporter: Bob Currie

EU securities market regulator calls for reform of T2S supervision framework

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