All regulation news

Broadridge and SLIB team up on SRD II solution for French market

05 January 2021 France
Reporter: Becky Bellamy

The solution, which will cover European shareholder meetings, will use Broadridge’s global proxy solution and includes a straight-through processing connection to SLIB’s Votaccess platform

Brexit: UK sets out final SFTR, EMIR and MIFID II reporting rules

23 December 2020 UK
Reporter: Drew Nicol

The FCA has confirmed the final reporting rules post-Brexit but says it will not fine non-compliant firms that can show their homework

Final report under EMIR Refit goes live

22 December 2020 France
Reporter: Natalie Turner

ESMA has published the final technical standards under the European Markets Infrastructure Regulation Refit

DTCC Data Repository Ireland gains status as a TR under EMIR and SFTR

21 December 2020 UK
Reporter: Maddie Saghir

ESMA has registered DTCC Data Repository (Ireland) as a trade repository under EMIR and SFTR with effect from 23 December 2020

Broadridge selected by Danish tech firm to provide SRD II solution

11 December 2020 Denmark
Reporter: Maddie Saghir

BEC, a Danish full-service technology firm is using the solution to support the regulatory needs across its network of 26 banks in Denmark

The final chance to fix CSDR’s settlement discipline regime is here

08 December 2020 Belgium
Reporter: Drew Nicol

Industry stakeholders have until 2 February 2021 to submit responses to the EC’s CSDR consultation, and face a tight timetable to make the changes in Q4 2021 before the settlement discipline regime’s February 2022 go-live date