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Global Asset Servicing News and Commentary

Leading the Way

Global Asset Servicing News and Commentary

Leading the Way

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SmartStream launches derivatives registry service ahead of MiFID II deadline

08 September 2020 London
Reporter: Rebecca Delaney

SmartStream Technologies has launched a derivatives component for its systematic internaliser registry service, which is designed to help clients meet the 15 September deadline for the second Markets in Financial Instruments Directive

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CSDR: ICMA calls for the removal of the requirement to appoint buy-in agent

07 September 2020 London
Reporter: Maddie Saghir

In a briefing note, ICMA outlined that as part of the broader review of the CSDR mandatory buy-in framework, the requirement to appoint a buy-in agent should be removed

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Opinion: AIFMD Review

07 September 2020 London
Reporter: Guest Writer: Tony Freeman

At first glance, last week’s publication of a letter about AIFMD from ESMA to the EC doesn’t seem like big news. Isn’t AIFMD a somewhat obscure piece of legislation that is a minority interest? Not really

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Hong Kong SFC proposes amendments to OFC regime

04 September 2020 Hong Kong
Reporter: Rebecca Delaney

The Hong Kong Securities and Futures Commission has proposed amendments to the open-ended fund companies regime in Hong Kong

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SRD II: the industry is ready to ‘varying degrees’ as directive goes live

03 September 2020 London
Reporter: Becky Bellamy

The industry is “ready to varying degrees” for SRD II, which went live today, according to Demi Derem, general manager, investor communication solutions international of Broadridge

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SRD II is live, concerns still remain

03 September 2020 Brussels
Reporter: Drew Nicol

Due to a host of issues and on-going challenges, 11 trade associations are requesting a one-year reprieve from possible fines and penalties for non-compliance

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Proxymity launches SRD II digital solution

03 September 2020 London
Reporter: Rebecca Delaney

Proxymity has launched a shareholder disclosure solution in all EU markets ahead of today’s implementation date for SRD II

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CSDR SDR: firms that use delay to improve internal infrastructure to be biggest winners

02 September 2020 London
Reporter: Becky Bellamy

Karan Kapoor, head of regulatory change and technology at Delta Capita, suggested the key will be to make settlement efficiency improvement a joint objective for front-office and operations teams

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INDOS suggests AIFMD progress has been ‘scant’

01 September 2020 London
Reporter: Maddie Saghir

INDOS Financial has called on ESMA to address a number of omissions in the EU’s Alternative Investment Fund Managers Directive

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CSDR's SDR delay ‘a positive step’ for the industry

28 August 2020 London
Reporter: Becky Bellamy

A further delay to the Central Securities Depositories Regulation's settlement discipline regime until 1 February 2022 has been welcomed by industry participants

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ESMA confirms delay of CSDR's settlement discipline regime until 2022

28 August 2020 Brussels
Reporter: Maddie Saghir

ESMA has published a final report on draft RTS to postpone the implementation of the CSDR settlement discipline regime until 1 February 2022

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‘Lack of clarity’ is at the heart of ESMA’s letter on AIFMD recommendations

20 August 2020 London
Reporter: Maddie Saghir

Commenting on the letter, consultant Tony Freeman explained that the ESMA letter covers a lot of issues but one of the highest-profile is the issue of delegation and substantive-presence

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