All regulation news

ALFI: Greater scope 'could have been given' for UCITS and AIFM proposals

15 March 2018 Luxembourg
Reporter: Jenna Lomax

The European Commission’s proposal amending elements of UCITS and AIFM directives could have been given greater scope and effectiveness, according to ALFI

CLS to launch end-of-day report for MiFID II compliance

12 March 2018 New York
Reporter: Jenna Lomax

The trade information will be collated from CLSs CLSSettlement and CLSSameday in a single report after end-of-day processing has occurred for each service

CallMiner and Aspect Software partner for MiFID II compliance

09 March 2018 Boston
Reporter: Jenna Lomax

CallMiner, has partnered with Aspect Software, to help financial services address storing data communications in compliance with MiFID II

SME Bank selects Wolters Kluwer’s OneSumX

07 March 2018 London
Reporter: Becky Butcher

SME Development Bank Malaysia Berhad has selected Wolters Kluwer’s OneSumX to manage its International Financial Reporting Standard 9

Financial services are struggling to secure data, says Claranet

05 March 2018 London
Reporter: Jenna Lomax

Financial services organisations are still struggling to secure data effectively, according to research firm Claranet

Middle East SWF selects AxiomSL’s regulatory platform

27 February 2018 London
Reporter: Jenna Lomax

According to AxiomSL, its regulatory platform enables firms to build and sustain a compliance infrastructure with transparency

FCA launches call for input on use of technology for regulation

21 February 2018 London
Reporter: Jenna Lomax

The Financial Conduct Authority is seeking views on how technology can make it easier for firms to meet their regulatory reporting requirements

Linedata and Seclore partner for GDPR compliance

09 February 2018 Paris
Reporter: Becky Butcher

Linedata has teamed up with Seclore for data-centric security and General Data Protection Regulation compliance

Opus launches new anti-bribery compliance solution

05 February 2018 New York
Reporter: Jenna Lomax

Opus’ new solution combines Hiperos 3PM automated workflow and advanced screening with C6 global risk intelligence

Client reporting is greatest implementation challenge, says survey

29 January 2018 London
Reporter: Jenna Lomax

The survey, taken at Northern Trust’s annual regulatory and depositary conference, asked around 100 attendees what they believed to be the biggest regulatory demands faced by fund managers

Raiffeisen Bank selects Abacus reporting solution

24 January 2018 Vienna
Reporter: Zsuzsa Szabo

Raiffeisen Bank International has chosen the London-based Abacus to meet several compliance requirements including MiFID II and SFTR

Aquis launches SI hub for MiFID II compliance

17 January 2018 London
Reporter: Jenna Lomax

Aquis Technologies has launched a connectivity hub to meet with the new MiFID II stipulations

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