The collaboration means that firms trading on MTS’s new global collateral management segment will be able to use UnaVista’s trade repository to trade under SFTR
Some 28 percent of buy-side representatives are still unsure if and how their firm will be affected by MiFID II, just 90 days before the implementation deadline, according to a SimCorp survey
The division of investment management issued three no-action letters, providing 30 months relief, allowing US broker-dealers to receive payments in hard dollars
The compliance platform addresses demands under the General Data Protection Regulation and the Accountability Regime, to help firms meet next year's regulatory deadlines
As many as 19 infringing member states include Belgium, Malta, France, Greece, Luxembourg, Netherlands, Portugal, Spain and Sweden as facing the commission’s wrath
New EU margin requirements are driving less favourable non-price terms and conditions in new or renegotiated over-the-counter derivatives master agreements, according to a EU Commission market survey
The hub will assist market entrants when they apply for authorisation by offering pre-application meetings, case officers and access to the new website portal
The strategy, which officially launched in August, integrates a Shariah-compliant investment approach with ethical investment, stressing the importance of due diligence and using environmental, social and governance criteria