All regulation news

Client reporting is greatest implementation challenge, says survey

29 January 2018 London
Reporter: Jenna Lomax

The survey, taken at Northern Trust’s annual regulatory and depositary conference, asked around 100 attendees what they believed to be the biggest regulatory demands faced by fund managers

Raiffeisen Bank selects Abacus reporting solution

24 January 2018 Vienna
Reporter: Zsuzsa Szabo

Raiffeisen Bank International has chosen the London-based Abacus to meet several compliance requirements including MiFID II and SFTR

Aquis launches SI hub for MiFID II compliance

17 January 2018 London
Reporter: Jenna Lomax

Aquis Technologies has launched a connectivity hub to meet with the new MiFID II stipulations

AQ Metrics authorised as ARM by Central Bank of Ireland

08 January 2018 Dublin
Reporter: Jenna Lomax

The Central Bank of Ireland has authorised AQ Metrics as an approved reporting mechanism

Industry participants react to MiFID II

05 January 2018 London
Reporter: Jenna Lomax

After MiFID II went live two days ago (3 January), industry participants share their views about what it actually means for the industry going forward

MiFID II goes live

03 January 2018 London
Reporter: Becky Butcher

The second Markets in Financial Instruments Directive (MiFID II) has now become effective as a part of EU legislation

ESMA delays LEI requirements for MiFID II

22 December 2017 Paris
Reporter: Becky Butcher

The European Markets and Securities Authority (ESMA) has issued a delay to the enforcement of the LEI requirements for the MiFID II

EFAMA welcomes EC proposal

21 December 2017 Brussels
Reporter: Becky Butcher

EFAMA has welcomed the European Commission’s proposal for a directive and regulation to establish a self-standing prudential regime for investment firms

Euronext’s ARM and APA approved

14 December 2017 Paris
Reporter: Stephanie Palmer

Euronext has been approved by the French regulator to provide approved publication arrangement and approved reporting mechanism services to investment firms in Europe, under MiFID II

GCF: Concerns linger around MiFID II compliance

06 December 2017 London
Reporter: Becky Butcher

With only 28 days left to go before MiFID II comes into effect, less than half of Global Custody Forum attendees feel they will be compliant in time

EEA members’ supervisory weaknesses exposed in ESMA review

30 November 2017 Paris
Reporter: Jenna Lomax

ESMA said those NCAs who did not identify good practices, would be consulted by ESMA on how they can make improvements in time for the MiFID II deadline

Deutsche Borse approved by BaFin as ARM and APA

30 November 2017 Frankfurt
Reporter: Jenna Lomax

The approval means that Deutsche Borse regulatory reporting hub can offer ARM and APA services from 3 January 2018

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