Sapient Global Markets is extending its CMRS regulatory reporting platform to help banks comply with new Bank of Israel transaction reporting requirements...
25 November 2016Hong Kong Reporter: Stephanie Palmer
The Hong Kong Securities and Futures Commission has issued a consultation paper proposing changes to extend regulation of the asset management industry...
The US Securities and Exchange Commission’s Rick Fleming has come out in defence of the embattled Dodd-Frank Act following President-Elect Donald Trump’s repeated threats to repeal and replace it...
The European Securities Markets Authority has offered respite to ‘Category 3’ firms struggling to comply with European Market Infrastructure Regulation implementation burdens...
16 November 2016Washington DC Reporter: Barney Dixon
A regulatory proposal from the US Commodity Futures Trading Commission (CFTC) has drawn concerns from the Futures Industry Association (FIA) over the potential side effects for source code protection...
Regulatory change, technological development and emerging markets are affecting strategic thinking regarding global capital, according to a Deutsche Bank and FT Remark survey of 200 financial market participants...
09 November 2016Brussels Reporter: Stephanie Palmer
The European Commission has bowed to pressure from the Parliament and Council and agreed to delay the regulation on key information documents for packaged retail and insurance-based investment products by 12 months...
18 October 2016Brussels Reporter: Stephanie Palmer
CCPs are already strong enough to withstand the ‘extreme but plausible’ scenario that would trigger a resolution strategy, as outlined by regulatory authorities...
MiFIR and MiFID II will be a key priority for the European Securities and Markets Association (ESMA) over the next year, according to the association’s 2017 work programme...
14 October 2016Washington DC Reporter: Stephanie Palmer
The US Securities and Exchange Commission has voted to adopt changes to reporting and disclosure of information rules for registered investment companies...
