02 February 2016Washington DC Reporter: Stephanie Palmer
Europe’s largest clearinghouse and part of the Deutsche Börse group, Eurex Clearing, has received regulatory approval from the US Commodity Futures Trading Commission...
The European Commission has responded to ESMA's advice on the application of the AIFMD passport to non-EU alternative investment funds and their managers...
21 January 2016Singapore Reporter: Stephanie Palmer
Financial institutions in the Asia-Pacific region are unprepared for global tax reporting requirements, according to a report by Wouter Delbaere of Wolters Kluwer Financial Services...
18 January 2016Guernsey Reporter: Stephanie Palmer
Guernsey has made positive progress to come in line with international standard for anti-money laundering and combatting the financing of terrorism, according to Moneyval...
Wolters Kluwer Financial Services has released a new solution allowing financial institutions that operate in China to comply with the China Enterprise Credit System reporting standards...
The European Securities and Markets Authority (ESMA) has established agreements with Canadian and Swiss regulators to cooperate regarding CCPs that have applied for EU recognition under EMIR...
11 January 2016New York Reporter: Stephanie Palmer
Asset managers should pay attention to packaged retail and insurance-based investment products (PRIIPs) regulation, or risk more costs in the long run, according to Paul North...
Firms should take practical steps to prepare for the senior managers’ regime (SMR) before it is implemented in March, said Tracey McDermott acting CEO of the FCA...
01 December 2015Washington DC Reporter: Mark Dugdale
A political intelligence firm has agreed to pay a $375,000 penalty for passing non-public information obtained from government employees to hedge funds...
The Financial Conduct Authority (FCA) has fined Barclays more than £72 million for poor handling of a transaction that posed a high risk of financial crime...
