All regulation news

SEC proposes new alternative trading rules

20 November 2015 Washington DC
Reporter: Stephanie Palmer

The US Securities and Exchange Commission has proposed new rules intended to improve regulatory oversight and transparency of alternative trading systems that trade stocks on national market systems...

Panama on board with KYC Registry

18 November 2015 Panama City
Reporter: Stephanie Palmer

The Panama Banking Association has endorsed SWIFT’s Know-Your-Client (KYC) Registry...

ESMA asks for MiFID II delay

17 November 2015 Paris
Reporter: Stephanie Palmer

ESMA has requested a delay to MiFID II, with chair Steven Maijoor saying work on the regulation is “by no means finished”...

Time running out for FRTB updates down under

12 November 2015 London
Reporter: Stephanie Palmer

Some Australian banks should reconsider their business strategies in light of the Fundamental Review of the Trading Book, according to a white paper from Wolters Kluwer Financial Services...

Insurance Europe: The KID’s not alright

09 November 2015 Brussels
Reporter: Stephanie Palmer

Clear separation of costs is integral in the KID required for the PRIIPs regulation, in order for consumers to properly compare products, according to Insurance Europe...

CCPs must retain flexibility, says WFE

04 November 2015 Doha
Reporter: Stephanie Palmer

Overly prescriptive regulation could cause unnecessary constraint to CCPs, and could lead to more risk in the central clearing marketplace, according to a new report from the World Federation of Exchanges...

BCBS faces challenge over leverage ratio

30 October 2015 Basel
Reporter: Stephanie Palmer

A group of 13 derivatives exchanges and clearing members have signed a letter to BCBS urging it to address the unintended consequences of the leverage ratio using the current exposure method...

Linedata: The time is now for CRS

28 October 2015 Paris
Reporter: Stephanie Palmer

Investment managers and fund administrators should act now in order to be prepared for the OECD Common Reporting Standard ahead of the start of the first reporting period...

Irish regulator tentatively supportive of CMU

26 October 2015 Dublin
Reporter: Stephanie Palmer

A capital markets union could be beneficial to the European economy, however successful implementation will require significant commitment from European Union member states...

Moody’s: Asset managers vulnerable to bond volatility

23 October 2015 New York
Reporter: Stephanie Palmer

Asset managers are becoming more exposed to disruption in secondary credit market liquidity as investment banks reduce their exposure to volatility in the bond markets, according to Moody’s Investors Service...

Europe split in approach to Solvency II

21 October 2015 London
Reporter: Stephanie Palmer

Asset managers’ approaches to the Solvency II regulation, and their readiness for the 1 January 2016 implementation, differs depending on geographies, according to a Silverfinch white paper...

FX in need of tighter regulation, says LMAX Exchange

20 October 2015 London
Reporter: Stephanie Palmer

New regulation is required for the foreign exchange market to preserve liquidity, while modern technology should be adopted for more accurate analysis and more transparency...

Get in touch

Home

Facebook

RSS feed

News