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All regulation news

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FSB launches shadow banking risk review


06 July 2015 Basel
Reporter: Stephanie Palmer

The Financial Stability Board has launched a peer review on the implementation of its policy framework for the financial risks posed by non-bank financial entities...
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ESMA on track with MiFID and MiFIR standards


02 July 2015 Brussels
Reporter: Stephanie Palmer

The European Securities and Markets Authority (ESMA) has issued its final report the majority of the draft technical standards required for MiFID II and MiFIR...
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Regulations still the hot topic in funds industry


01 July 2015 London
Reporter: Stephanie Palmer

Regulatory reform is still the biggest driver of evolution in the funds industry, but many still consider it a significant cost overhead with limited value, according to a survey by Northern Trust Depository Services...
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Survey reveals Solvency II doubts


01 July 2015 London
Reporter: Stephen Durham

More than one in three insurance professionals and fund managers believe asset management companies are unprepared for providing the level of data their insurance clients will require under Solvency II...
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Fund managers unsure about AIFMD data


30 June 2015 London
Reporter: Stephanie Palmer

The implementation of the AIFMD has been a success, but industry players are concerned over how regulators are using their data, and uncertain over the benefits to the market...
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ESMA delays final CSDR technical standards


22 June 2015 Paris
Reporter: Stephanie Palmer

ESMA has delayed its draft technical standards for the CSDR in a letter dated the day before the standards were originally due...
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Industry associations endorse ISDA reporting principals


17 June 2015 New York
Reporter: Becky Butcher

A group of industry associations from around the world has published a letter supporting principles developed by the ISDA, aimed at improving consistency in regulatory reporting standards for derivatives...
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LSE gets green light from Hong Kong


16 June 2014 London
Reporter: Stephanie Palmer

The London Stock Exchange has received regulatory approval from Hong Kong’s Securities and Futures Commission to allow Hong Kong firms to become members of the London Stock Exchange...
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NeMa: regulations don't drive due diligence


11 June 2015 Athens
Reporter: Stephanie Palmer

Industry experts disagreed over the role of regulation in due diligence on a panel discussion at NeMa Europe in Athens, with one panellist saying that due diligence is not driven by regulation, and others maintaining that they go hand-in-hand...
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NeMa: post-crisis Europe 'optimistic'


11 June 2015 Athens
Reporter: Stephanie Palmer

Regulations may have made the business of banks and insurers more complicated, but reform was necessary and things may be looking up, according to a keynote speaker at the NeMa Europe conference in Athens...
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INDOS Financial’s extended services approved


05 June 2015 London
Reporter: Stephanie Palmer

Independent AIFMD depository INDOS Financial Limited has received approval from the UK Financial Conduct Authority to extend its services to UK private equity...