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All regulation news

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KNEIP: PRIIPS implementation time too tight


18 April 2016 Luxembourg
Reporter: Stephanie Palmer

As many as 95 percent of affected firms are “concerned” about the time scale of implementation of the PRIIPs regulation, according to a KNEIP survey...
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Bolivian banks join SWIFT KYC Registry


14 April 2016 La Paz, Bolivia
Reporter: Stephanie Palmer

Bolivian banks connected to SWIFT are now using the Know Your Customer (KYC) Registry, marking further expansion of the registry in Latin America...
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ESMA: No need for delay access rules for ETDs


13 April 2016 paris
Reporter: Stephanie Palmer

ESMA has said there is no need to exclude exchange-traded derivatives from the rules around non-discriminatory access to central counterparties under MiFID II and MiFIR...
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FIA concerned over leverage ratio revisions


11 April 2016 Washington DC
Reporter: Stephanie Palmer

The FIA has expressed concern over proposed revisions to the Basel III leverage ratio framework, but has committed to continue working with the Basel Committee on the changes...
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FCA: Expectations an issue for fund managers


11 April 2016 London
Reporter: Stephanie Palmer

The majority of asset managers are meeting the expectations of their investors, but some are still failing, a review by the UK Financial Conduct Authority (FCA) has found...
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REGIS-TR takes on Swiss derivatives reporting


29 March 2016 Luxembourg
Reporter: Stephanie Palmer

REGIS-TR, the European trade repository owned by Clearstream and Iberclear, has developed a new service for regulatory reporting under the Swiss Financial Market Infrastructure Act...
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Industry scorns CFTC source code rules


24 March 2016 Washington DC
Reporter: Stephanie Palmer

Trade bodies have expressed concern over the source code retention rules of the US Commodity Futures Trading Commission (CFTC) Regulation Automated Trading, or Reg AT...
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ESMA must revise MiFID II standards, says EC


18 February 2016 Paris
Reporter: Stephanie Palmer

The European Commission has asked the European Securities and Markets Authority (ESMA) to revise three of the draft regulatory technical standards outlined in MiFID II...
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TSAM: Regulations still firmly on the agenda


15 March 2016 London
Reporter: Stephanie Palmer

There are still uncertainties in the regulatory landscape for asset managers, according to a panel discussion at TSAM Europe in London...