Home   News   Features   Interviews   Magazine Archive   Industry Awards  
Subscribe
Securites Lending Times logo
Leading the Way

Global Asset Servicing News and Commentary
≔ Menu
Securites Lending Times logo
Leading the Way

Global Asset Servicing News and Commentary
News by section
Subscribe
⨂ Close
  1. Home
  2. Regulation news
  3. All regulation news

All regulation news

Generic business image for news article

ITAS: Transfer agents in a MiFID twist


25 February 2016 Luxembourg
Reporter: Stephanie Palmer

Approaches to MiFID II compliance vary significantly between financial services professionals, a survey at ITAS Luxembourg has found...
Generic business image for news article

Frost sees to MiFID II research requirements


23 February 2016 London
Reporter: Stephanie Palmer

Frost Consulting has launched Frost RB valuation and budgeting software for investment research, designed to help asset managers cope with new research requirements under MiFID II...
Generic business image for news article

Solvency II no fun for funds-of-funds


23 February 2016 London
Reporter: Stephanie Palmer

Gathering accurate look-through data on funds-of-funds investments will be the next major challenge for investors and assets managers in complying with Solvency II, according to Silverfinch...
Generic business image for news article

ESMA seeks benchmark for new regulation


18 February 2016 Paris
Reporter: Stephanie Palmer

The European Securities and Markets Authority (ESMA) has published a discussion paper to collect feedback on the technical implications of the upcoming Benchmarks Regulation...
Generic business image for news article

US and EU tackle CCP continuity


11 February 2016 Washington DC
Reporter: Drew Nicol

European and US central counterparties will soon be able to operate in both markets with full regulatory compliance after a common approach was agreed...
Generic business image for news article

Eurex Clearing wins US approval


02 February 2016 Washington DC
Reporter: Stephanie Palmer

Europe’s largest clearinghouse and part of the Deutsche Börse group, Eurex Clearing, has received regulatory approval from the US Commodity Futures Trading Commission...
Generic business image for news article

EC responds to ESMA passporting advice


22 January 2016 Paris
Reporter: Stephanie Palmer

The European Commission has responded to ESMA's advice on the application of the AIFMD passport to non-EU alternative investment funds and their managers...
Generic business image for news article

APAC institutions unprepared for global FATCA


21 January 2016 Singapore
Reporter: Stephanie Palmer

Financial institutions in the Asia-Pacific region are unprepared for global tax reporting requirements, according to a report by Wouter Delbaere of Wolters Kluwer Financial Services...
Generic business image for news article

Guernsey making progress in financial crime fighting


18 January 2016 Guernsey
Reporter: Stephanie Palmer

Guernsey has made positive progress to come in line with international standard for anti-money laundering and combatting the financing of terrorism, according to Moneyval...