Fund managers in Asia are adopting a ‘wait and see’ attitude towards the anticipated increase in regulation, according to an RBC poll conducted at FundForum Asia...
The UK Financial Conduct Authority (FCA) has issued its highest ever penalty for transaction reporting failures, fining Merrill Lynch £13.29 million...
The International Securities Services Association (ISSA) has established a new working group to explore and better understand the challenges and activities in financial crime compliance...
Implementing an EU-wide approach to tax transparency will be a priority challenge for Luxembourg as it takes up the European Union presidency on 1 June, according to the minister of finance...
BNY Mellon London branch and BNY Mellon International has been fined £126 million by the UK’s Financial Conduct Authority (FCA) for failing to comply with its custody rules...
LCH.Clearnet has outlined its suggestions for a stress-testing framework for central counterparties, identifying three key principles for the tests: transparency, simplicity and comparability...
18 March 2015Luxembourg Reporter: Stephanie Palmer
Trade repository REGIS-TR has submitted its application to become a registered reporting mechanism (RRM) to the EU Agency for the Cooperation of Energy Regulators (ACER)...
16 March 2015Washington DC Reporter: Stephanie Palmer
The president and CEO of the Investment Company Institute, Paul Schott Stevens, has criticised the FSB’s second consultation on classifications for global systematically important financial institutions...
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