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REGIS-TR applies for RRM registration


18 March 2015 Luxembourg
Reporter: Stephanie Palmer

Trade repository REGIS-TR has submitted its application to become a registered reporting mechanism (RRM) to the EU Agency for the Cooperation of Energy Regulators (ACER)...
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FSB consultation a “giant step backward”, says ICI


16 March 2015 Washington DC
Reporter: Stephanie Palmer

The president and CEO of the Investment Company Institute, Paul Schott Stevens, has criticised the FSB’s second consultation on classifications for global systematically important financial institutions...
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CPMI and IOSCO start stress testing review


12 March 2015 Madrid
Reporter: Stephanie Palmer

The Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions have begun a review of stress testing by CCPs...
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US banks pass Dodd-Frank stress testing


09 March 2015 Washington DC
Reporter: Stephanie Palmer

The US Federal Reserve has completed its latest round of Dodd Frank Act supervisory stress testing, reporting that all 31 participating US banks have passed...
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Capita completes automated Annex IV reports


02 March 2015 London
Reporter: Stephanie Palmer

Capita Asset Services’s fund solutions business has completed its automated Annex IV reporting to both the Financial Conduct Authority and the Central Bank of Ireland...
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Mandatory buy-ins will cause trouble, says ICMA


24 February 2015 London
Reporter: Stephanie Palmer

The International Capital Market Association has released a report strongly criticising the mandatory buy-in provision in the Central Securities Depository Regulation...
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SS&C GlobeOp sails through Annex IV deadline


18 February 2015 London
Reporter: Stephanie Palmer

SS&C’s GlobeOp Annex IV reporting service successfully aided more than 50 alternative investment fund managers with their reporting obligations, in order to meet the 31 January reporting deadline...
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ESMA to focus on risks and fair fees in 2015


17 February 2015 Paris
Reporter: Stephanie Palmer

ESMA will prioritise minimising systemic risk for credit rating agencies in 2015 and 16, while investigating data quality and fees charged by trade repositories...
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SEC approves enhanced hedging disclosure


11 February 2015 Washington DC
Reporter: Stephanie Palmer

The SEC has approved the issuance of proposed rules to enhance corporate disclosure rules around hedging policies for officers, directors and employees...
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Jersey Finance defends island’s transparency


09 February 2015 Jersey
Reporter: Stephanie Palmer

Jersey Finance has defended the transparency of the island’s ownership information, in response to Ed Miliband’s claims that it is a ‘tax haven’ that could be blacklisted under a labour government...