All regulation news

Cross-border agreement on regulation essential, say ALFI panellists

18 October 2022 UK
Reporter: Lucy Carter

In the panel, ‘Let’s hear from the regulators’, current issues around regulation amid geopolitical crisis, the aftermath of a global pandemic, and Brexit were addressed

DBS makes UPI part of EU law

13 October 2022 UK
Reporter: Lucy Carter

The UPI is intended to enable the aggregation of OTC derivatives transaction reports on a global scale, with those reporting required to incorporate the UPI into their workflows and submit their reports to trade repositories

Deloitte and AccessFintech partner on CAT solution

11 October 2022 UK
Reporter: Lucy Carter

Deloitte has partnered with AccessFintech to create a solution for the upcoming Consolidation Audit Trail regulation, integrating it into clients’ infrastructure

Broadridge launches Austrian proxy voting service

10 October 2022 Austria
Reporter: Lucy Carter

Broadridge has announced the Austrian launch of its “market golden copy” event sourcing and proxy vote execution service, available for banks, brokers and wealth managers

CSDR not yet ironed out, say AFME panellists

03 October 2022 UK
Reporter: Lucy Carter

The question of whether there is “life after CSDR'' was left unanswered by panellists at AFME’s inaugural Operations, Post-Trade, Technology & Innovation Conference

SRDII not yet problem-free, say AFME panellists

03 October 2022 London
Reporter: Lucy Carter

The panel, entitled ‘Using Technology to Connect Issuers and Investors’, discussed the second Shareholder Rights Directive and the progress it has made since its implementation in 2017

Russell Investments sticks with ACA for regulatory compliance

28 September 2022 US
Reporter: Jenna Lomax

Russell Investments has selected ACA’s Regulatory Reporting Monitoring & Assurance service to help manage its transaction reporting arrangements

Regulation still has a long way to go, ALFI panel agrees

21 September 2022 Luxembourg
Reporter: Lucy Carter

Although regulation is going in the right direction, there is still a long road ahead, panelists at this years’ Association of the Luxembourg Fund Industry (ALFI) Global Distribution Conference agreed