All regulation news

ESMA unveils draft RTS on changes to CCPs’ activities and models

08 April 2021 France
Reporter: Maddie Saghir

ESMA has published its final report containing draft regulatory technical standards relating to changes to CCP services and activities as well as models and parameters under EMIR

EACH urges EC to agree with ESMA on a further delay to CSDR's SDR

01 April 2021 Belgium
Reporter: Maddie Saghir

EACH says a number of the provisions are simply not implementable because of their technical inaccuracy and some would also increase operational risk within the EU CSDR SDR

DTCC’s ALERT reaches new milestone with more than 10 million SSIs

31 March 2021 UK
Reporter: Maddie Saghir

DTCC ALERT, the web-based global database for the maintenance and communication of account and standing settlement instructions (SSIs), has more than 10 million SSIs now included in the service

SRD II still in early stages of ‘full and seamless adoption’, says Broadridge

31 March 2021 UK
Reporter: Maddie Saghir

Over the next 12 months, Broadridge hopes many of the current operational challenges will be resolved but expects an ongoing high focus in this area, especially for global intermediaries

ESMA launches MMF consultation to review 2020 market stress

26 March 2021 France
Reporter: Drew Nicol

Following the COVID-19 market stress experienced by money markets in March 2020, the EU regulator is considering four wide-ranging proposals for rule changes to shore-up liquidity buffers and transparency

Broadridge and AccessFintech collaborate to transform resolution of settlement fails

23 March 2021 US
Reporter: Maddie Saghir

The solution is powered by Broadridge’s post-trade platforms and data, and incorporates AccessFintech’s cloud-based operations workflow model

CSDR: there are yet to be changes in industry behaviour

23 March 2021 UK
Reporter: Maddie Saghir

“The industry would like to start seeing trade fails come down to the point where the industry’s investment into this space will kick in but I'm certainly not seeing this yet," says BNY Mellon's Martin Smith

AFME calls for regulatory certainty on the treatment of crypto assets

22 March 2021 UK
Reporter: Maddie Saghir

AFME has also pushed for a review of existing financial services legislation to identify and address obstacles to distributed ledger technology innovation

CSDR consultation responses show majority in favour of buy-ins becoming voluntary

19 March 2021 Belgium
Reporter: Maddie Saghir

Responses from the European Commission’s CSDR consultation found that 51 out of 91 respondents said the buy-in regime should change from a mandatory requirement to a voluntary one

Alliance of 14 trade body call for CSDR buy-in delay

12 March 2021 UK
Reporter: Drew Nicol

ISLA, ICMA and ISDA are among 14 trade bodies to renew calls for the buy-ins rules to be shelved until "essential" amendments are in place and give in-scope entities more time to prepare

EC publishes CSDR Inception Impact Assessment

12 March 2021 Brussels
Reporter: Maddie Saghir

The review, which will remain open until 5 April, will assess how the EU rules on central securities depositories are working

Symphony collaborates with AccessFintech to extend data sharing

10 March 2021 UK
Reporter: Maddie Saghir

AccessFintech’s data management and workflow solution will integrate with Symphony’s communication platform and trusted user directory

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