All regulation news

Adit Global Growth ILP selects Ballybunion and INDOS Financial for AIFM and depositary services

15 February 2022 Ireland
Reporter: Jenna Lomax

Ballybunion and INDOS became part of the JTC Group in 2021 as part of a strategy to develop and further enhance JTC’s funds and corporate services in Ireland

HSBC selects Proxymity’s Shareholder ID solution for SRD II compliance

15 February 2022 UK
Reporter: Jenna Lomax

HSBC has selected Proxymity’s Shareholder ID solution in an effort to meet the compliance requirements for the EU’s Shareholder Rights Directive II Directive

Euroclear to use Taskize for CSDR Settlement Discipline Regime

08 February 2022 Belgium
Reporter: Jenna Lomax

Euroclear has selected a Taskize solution to appeal penalties on both its international central securities depository and its domestic CSDs, following the implementation of the central securities depositories regulation Settlement Discipline Regime

Most firms still struggling with transaction reporting obligations, finds ACA Group

03 February 2022 UK
Reporter: Jenna Lomax

New research from ACA Group has revealed that 97 per cent of reports under Markets in Financial Instruments Regulation and European Market Infrastructure Regulation contained inaccuracies in 2021

Euronext Securities Oslo secures CSDR licence

02 February 2022 Norway
Reporter: Carmella Haswell

The company’s Copenhagen, Milan and Porto CSDs now hold licences under CSDR, with Euronext Securities Oslo licence taking effect on 1 March 2022

Pirum upgrades service to support CSDR claims

02 February 2022 UK
Reporter: Carmella Haswell

Pirum’s Claims Manager service will support the centralised issuing, tracking and payment of CSDR claims on a real-time basis for all counterparties

CSDR: Cash penalties and settlement fails reporting goes live

01 February 2022 Europe
Reporter: Jenna Lomax

The introduction of cash penalties and settlement fails, a major element of the wider Central Securities Depositories Regulation, has been implemented today

Colorado’s Paralel Technologies chooses Confluence for reporting services

26 January 2022 US
Reporter: Jenna Lomax

Paralel Technologies, a Colorado-based fintech firm, has selected Confluence for its regulatory and reporting compliance

Broadridge introduces new vote execution service into the Spanish market for SRD II compliance

25 January 2022 Spain
Reporter: Jenna Lomax

Broadridge Financial Solutions has launched its vote execution service into the Spanish market, in an effort to assist all Spanish financial intermediaries with their Shareholder Rights Directive II compliance

Numis extends partnership with Torstone Technology to prepare for CSDR

25 January 2022 UK
Reporter: Jenna Lomax

Numis, a UK-based investment bank and corporate adviser, has extended its partnership with Torstone Technology to manage its obligations under the Central Securities Depositories Regulation

KB Associates to join the Waystone Group

25 January 2022 Ireland
Reporter: Jenna Lomax

KB Associates has reached an agreement to join the UK-based Waystone Group, a provider of governance, risk and compliance services to the asset management industry

corfinancial launches SureVu ahead of CSDR implementation date

20 January 2022 UK
Reporter: Jenna Lomax

corfinancial has launched SureVu Penalty Fees Processing and Management, a software solution to help buy-side firms manage failed trades under forthcoming changes to the Central Securities Depositories Regulation

Get in touch

Home

Facebook

RSS feed

News