All regulation news

ESMA issues statement on CSDR buy-in postponement

20 December 2021 EU
Reporter: Bob Currie

European securities market regulator clarifies its supervisory approach on implementation of buy-in regime, confirming news from November that it has asked co-legislators for a delay in buy-in element

Deutsche Bank launches updated version of CSDR settlement discipline toolkit

13 December 2021 Germany
Reporter: Jenna Lomax

Deutsche Bank has launched an updated version of its Central Securities Depositories Regulation settlement discipline regime solution

Acadia partners with Capitolis to launch data solution for capital optimisation

08 December 2021 US
Reporter: Jenna Lomax

Acadia, provider of integrated risk management services for derivatives companies, and Capitolis, the SaaS platform provider, have partnered to launch SA-CCR Optimization

Bloomberg launches new solution within FailStation for CSDR compliance

07 December 2021 US
Reporter: Jenna Lomax

Bloomberg has launched a new solution within its FailStation platform, a settlement-exception management tool, to support compliance with the Central Securities Depositories Regulation, ahead of the upcoming February 2022 implementation deadline

Northern Trust expands partnership with Broadridge for SRD II compliance

01 December 2021 UK
Reporter: Jenna Lomax

Northern Trust has expanded its partnership with Broadridge for Shareholder Rights Directive compliance

Third Financial selects Qomply for MiFID reporting compliance

30 November 2021 UK
Reporter: Jenna Lomax

Third Financial has selected Qomply to provide integrated end-to-end Markets in Financial Instruments Directive transaction reporting accuracy checks within its Financial Conduct Authority-regulated investment platform provider, Third Platform Servic

FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews

29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards

Bankdata partners with Murex to migrate eight Danish banks to shared risk platform

25 November 2021 Denmark
Reporter: Jenna Lomax

Bankdata has partnered with Murex to move eight Danish banks onto a shared front-to-back-to-risk platform

EU legislators postpone implementation of CSDR mandatory buy-in provisions

25 November 2021 UK
Reporter: Jenna Lomax

In recent months it has widely been assumed that the postponement would be announced some time this month

ACA Group and Foreside Financial Group join forces

18 November 2021 UK
Reporter: Jenna Lomax

ACA Group and Foreside Financial Group, providers of governance, risk, and compliance solutions to clients in the financial services industry, have merged to become one company

IQ-EQ acquires Greyline Partners

17 November 2021 US
Reporter: Jenna Lomax

IQ-EQ, an Astorg portfolio company, has acquired Greyline Partners, a US provider of governance and regulatory compliance solutions for private equity, venture capital, hedge funds and investors

Confluence partners with FundHero to leverage Revolution platform

17 November 2021 Luxembourg
Reporter: Rebecca Delaney

Confluence Technologies has partnered with fund service company FundHero S.A. to combine its compliance technology with Confluence’s cloud-based Revolution platform to administer an exclusive managed software offering

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