All regulation news

Deutsche Bank accused of new reporting violations

22 August 2016 Washington DC
Reporter: Drew Nicol

Deutsche Bank is facing fresh charges of swaps data reporting violations after the US CFTC accused the bank of reporting late and incorrect swaps data for multiple asset classes...

KNEIP: PRIIPs KIDs a cause for concern

19 August 2016 Luxembourg
Reporter: Stephanie Palmer

Financial services businesses are looking to technology and external consultants in order to cope with the tight turnaround on the regulation for PRIIPs, according to a KNEIP survey...

LSEG launches MiFIR reporting tests

08 August 2016 London
Reporter: Stephanie Palmer

UnaVista, LSEG's approved reporting mechanism for the MiFID regime, has launched its testing environment for transaction reporting under the corresponding regulation...

State Street settles FX fraud allegations

27 July 2016 Boston
Reporter: Stephanie Palmer

State Street will stump up at least $382.4 million to settle allegations it deceived custody clients through fraudulent foreign exchange (FX) practices...

FCA issues guidance on cloud-related risk

26 July 2016 London
Reporter: Stephanie Palmer

Financial services firms remain responsible for their own regulatory compliance, and should conduct due diligence when using ‘cloud' technology, according to new guidance from the FCA...

CBRT commits to ‘limitless’ QE to maintain stability

20 July 2016 Ankara
Reporter: Drew Nicol

The Central Bank of Turkey has pledged to provide the country’s banks with limitless liquidity to ensure financial stability in the wake of recent economic and political turmoil...

SWIFT selected for intraday liquidity reporting

20 July 2016 Brussels
Reporter: Stephanie Palmer

Deutsche Bank global transaction banking has selected the SWIFT Scope solution for intraday liquidity reporting...

ESMA issues non-EU AIFMD passport advice

19 July 2016 Paris
Reporter: Stephanie Palmer

ESMA has issued additional advice on application of the AIFMD marketing passport for non-EU markets, finding issues outstanding for the US, Bermuda, the Cayman Islands and the Isle of Man...

South Africa makes the leap to T+3

13 July 2016 Johannesburg
Reporter: Drew Nicol

South Africa’s capital market has initiated its long-anticipated settlement reform by shortening its standard cycle to T+3 from T+5, this week...

Citigroup admits to 15-year blue sheet violation

13 July 2016 Washington DC
Reporter: Stephanie Palmer

Citigroup Global Markets has admitted wrongdoing and agreed to a $7 million penalty to settle charges that it provided incomplete blue sheet information to the SEC over a 15-year period...

Clearing industry criticises leverage ratio

12 July 2016 Basel
Reporter: Drew Nicol

The Basel leverage ratio fundamentally threatens the business model of clearing members and will endanger the stability of the global financial markets, according to an industry letter...

Leverage ratio needs omissions, say associations

08 July 2016 London
Reporter: Drew Nicol

Five financial industry associations have joined forces to express concern about the implications of including central bank cash balances within Basel III’s leverage ratio framework...

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