MiFIR and MiFID II will be a key priority for the European Securities and Markets Association (ESMA) over the next year, according to the association’s 2017 work programme...
14 October 2016Washington DC Reporter: Stephanie Palmer
The US Securities and Exchange Commission has voted to adopt changes to reporting and disclosure of information rules for registered investment companies...
ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...
The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transaction Regulation’s collateral reporting rules...
20 September 2016Amsterdam Reporter: Stephanie Palmer
Dutch Bank Mendes Gans will implement SmartStream’s Corona Cash and Liquidity solution to help it meet regulatory transaction reporting requirements...
Important financial institutions are largely meeting their targets for Basel III capital requirements, according to the latest BCBS Basel II Monitoring Report...
Three European regulators have joined forces to voice their disagreement with the European Commission’s proposed amendments to the final draft RTS for OTC derivatives...
The Association for Financial Markets in Europe has joined the chorus of industry bodies calling for global consistency across asset segregation regulations...
02 September 2016Brussels Reporter: Stephanie Palmer
The European Parliament’s Economic and Monetary Committee has voted for a revision of the proposed PRIIPS regulation, with one MEP saying the associated KID may be “misleading”...
Around half of Financial Stability Board member jurisdictions need to “urgently take steps” to get back on track with their implementation of OTC margin requirements, according to the FSB...
