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French regulator launches fintech division


31 May 2016 Paris
Reporter: Stephanie Palmer

Autorité des Marchés Financiers has created a new division dedicated to responding to changes in the market relating to technological innovation in financial services...
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Prime broker on board with RSRCHXchange


25 May 2016 London
Reporter: Stephanie Palmer

Boutique prime broker Global Prime Partners has mandated RSRCHXchange to give its clients access to institutional research content...
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GFT launches new regulatory compliance tool


19 May 2016 London
Reporter: Stephanie Palmer

Consulting and software service provider GFT has launched its new Regulatory Change and Management Service, a tool for helping firms track regulatory changes in the industry...
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ICBC to expand AxiomSL reporting relationship


17 May 2016 London
Reporter: Stephanie Palmer

The Industrial and Commercial Bank of China (ICBC) in London has extended its deal with AxiomSL to use the platform for additional regulatory reporting requirements...
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European CCPs in ESMA stress test success


03 May 2016 Paris
Reporter: Stephanie Palmer

European central counterparties are generally well equipped to manage extreme negative developments in the market, according to the first ESMA EU-wide stress test report...
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KNEIP: PRIIPS implementation time too tight


18 April 2016 Luxembourg
Reporter: Stephanie Palmer

As many as 95 percent of affected firms are “concerned” about the time scale of implementation of the PRIIPs regulation, according to a KNEIP survey...
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Bolivian banks join SWIFT KYC Registry


14 April 2016 La Paz, Bolivia
Reporter: Stephanie Palmer

Bolivian banks connected to SWIFT are now using the Know Your Customer (KYC) Registry, marking further expansion of the registry in Latin America...
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ESMA: No need for delay access rules for ETDs


13 April 2016 paris
Reporter: Stephanie Palmer

ESMA has said there is no need to exclude exchange-traded derivatives from the rules around non-discriminatory access to central counterparties under MiFID II and MiFIR...
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FIA concerned over leverage ratio revisions


11 April 2016 Washington DC
Reporter: Stephanie Palmer

The FIA has expressed concern over proposed revisions to the Basel III leverage ratio framework, but has committed to continue working with the Basel Committee on the changes...
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FCA: Expectations an issue for fund managers


11 April 2016 London
Reporter: Stephanie Palmer

The majority of asset managers are meeting the expectations of their investors, but some are still failing, a review by the UK Financial Conduct Authority (FCA) has found...