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AIFMs’ queries on SFTR answered


07 October 2016 Paris
Reporter: Stephanie Palmer

ESMA has continued its campaign for clarity around the SFTR, responding to a request for clarification on its effect on alternative investment fund managers...
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ESMA bows to market pressure on SFTR


03 October 2016 Paris
Reporter: Drew Nicol

The European Securities Markets Authority has avoided creating a “major liquidity issue” by revising the Securities Financing Transaction Regulation’s collateral reporting rules...
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SmartStream’s Corona wins Dutch mandate


20 September 2016 Amsterdam
Reporter: Stephanie Palmer

Dutch Bank Mendes Gans will implement SmartStream’s Corona Cash and Liquidity solution to help it meet regulatory transaction reporting requirements...
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Banks on track with Basel Capital requirements


15 September 2016 Basel
Reporter: Stephanie Palmer

Important financial institutions are largely meeting their targets for Basel III capital requirements, according to the latest BCBS Basel II Monitoring Report...
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EU regulators dismiss OTC amendments


12 September 2016 Basel
Reporter: Drew Nicol

Three European regulators have joined forces to voice their disagreement with the European Commission’s proposed amendments to the final draft RTS for OTC derivatives...
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AFME wades into asset segregation debate


07 September 2016 Brussels
Reporter: Drew Nicol

The Association for Financial Markets in Europe has joined the chorus of industry bodies calling for global consistency across asset segregation regulations...
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EU ECON Committee reject PRIIPS proposals


02 September 2016 Brussels
Reporter: Stephanie Palmer

The European Parliament’s Economic and Monetary Committee has voted for a revision of the proposed PRIIPS regulation, with one MEP saying the associated KID may be “misleading”...
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FSB: members must improve OTC margin compliance


31 August 2016 Basel
Reporter: Drew Nicol

Around half of Financial Stability Board member jurisdictions need to “urgently take steps” to get back on track with their implementation of OTC margin requirements, according to the FSB...
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Deutsche Bank accused of new reporting violations


22 August 2016 Washington DC
Reporter: Drew Nicol

Deutsche Bank is facing fresh charges of swaps data reporting violations after the US CFTC accused the bank of reporting late and incorrect swaps data for multiple asset classes...
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KNEIP: PRIIPs KIDs a cause for concern


19 August 2016 Luxembourg
Reporter: Stephanie Palmer

Financial services businesses are looking to technology and external consultants in order to cope with the tight turnaround on the regulation for PRIIPs, according to a KNEIP survey...
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LSEG launches MiFIR reporting tests


08 August 2016 London
Reporter: Stephanie Palmer

UnaVista, LSEG's approved reporting mechanism for the MiFID regime, has launched its testing environment for transaction reporting under the corresponding regulation...