The legal framework for Russia’s corporate actions reform has come into force, cementing the National Settlement Depository (NSD), Russia’s CSD, as a single source of information...
It will be “very difficult” for UK-based firms to maintain equivalency with the second Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) once the UK breaks away from the EU, according to Deutsche Börse...
UK financial institutions must continue to abide by EU regulations in the wake of ‘Brexit’, while regulations such as Solvency II are likely to remain in place...
Silverfinch is adding a new capability to its data distribution model, facilitating compliance with the requirement for a Key Information Document (KID) under the PRIIPs regulation...
17 June 2016Washington DC Reporter: Stephanie Palmer
The US Securities and Exchange Commission has charged Apex Fund Services for failing to “heed red flags” and address fraudulent accounting on the part of two of its clients...
BNY Mellon’s Pershing is addressing the US Department of Labor’s new Conflict of Interest Rule, developing a range of new solutions to help financial services firms with compliance...
The European Securities and Markets Authority has issued a distribution paper and public consultation on the potential usefulness of distributed ledger technology in securities markets...
Autorité des Marchés Financiers has created a new division dedicated to responding to changes in the market relating to technological innovation in financial services...
Consulting and software service provider GFT has launched its new Regulatory Change and Management Service, a tool for helping firms track regulatory changes in the industry...
