BNY Mellon London branch and BNY Mellon International has been fined £126 million by the UK’s Financial Conduct Authority (FCA) for failing to comply with its custody rules...
LCH.Clearnet has outlined its suggestions for a stress-testing framework for central counterparties, identifying three key principles for the tests: transparency, simplicity and comparability...
18 March 2015Luxembourg Reporter: Stephanie Palmer
Trade repository REGIS-TR has submitted its application to become a registered reporting mechanism (RRM) to the EU Agency for the Cooperation of Energy Regulators (ACER)...
16 March 2015Washington DC Reporter: Stephanie Palmer
The president and CEO of the Investment Company Institute, Paul Schott Stevens, has criticised the FSB’s second consultation on classifications for global systematically important financial institutions...
The Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions have begun a review of stress testing by CCPs...
09 March 2015Washington DC Reporter: Stephanie Palmer
The US Federal Reserve has completed its latest round of Dodd Frank Act supervisory stress testing, reporting that all 31 participating US banks have passed...
Capita Asset Services’s fund solutions business has completed its automated Annex IV reporting to both the Financial Conduct Authority and the Central Bank of Ireland...
The International Capital Market Association has released a report strongly criticising the mandatory buy-in provision in the Central Securities Depository Regulation...
SS&C’s GlobeOp Annex IV reporting service successfully aided more than 50 alternative investment fund managers with their reporting obligations, in order to meet the 31 January reporting deadline...
