28 September 2015London Reporter: Stephanie Palmer
London Stock Exchange Group has partnered up with the Depository Trust & Clearing Corporation to provide a reporting service for the Markets in Financial Instruments Regulation...
Nigeria’s Central Securities Clearing System is looking to boost market liquidity through its securities lending and borrowing and post-trade allocation process flows to capital market operators...
Four major banks have agreed to enhanced record-keeping protocols with the New York State Department of Financial Services when using the new Symphony Communications chat and messaging platform...
The FCA and the Prudential Regulation Authority have announced draft rules for how the new senior management accountability regime will apply to UK branches of overseas banks...
13 August 2015Washington DC Reporter: Stephanie Palmer
The SEC has adopted new registration rules applying to security-based swap dealers and major security-based swap participants, in line with Title VII of the Dodd Frank Act...
12 August 2015Washington DC Reporter: Stephanie Palmer
The SEC has charged 32 people with violating anti-fraud laws for their involvement in a scheme to profit from non-public corporate earnings announcements...
The European Securities and Markets Authority has issued its technical advice on appropriate penalties for settlement fails under the central securities depository regulation...
The first person to be charged as part of the investigation in to LIBOR manipulation has been found guilty on eight counts of conspiracy to defraud and sentenced to 14 years in prison...
