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ESMA to focus on risks and fair fees in 2015


17 February 2015 Paris
Reporter: Stephanie Palmer

ESMA will prioritise minimising systemic risk for credit rating agencies in 2015 and 16, while investigating data quality and fees charged by trade repositories...
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SEC approves enhanced hedging disclosure


11 February 2015 Washington DC
Reporter: Stephanie Palmer

The SEC has approved the issuance of proposed rules to enhance corporate disclosure rules around hedging policies for officers, directors and employees...
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Jersey Finance defends island’s transparency


09 February 2015 Jersey
Reporter: Stephanie Palmer

Jersey Finance has defended the transparency of the island’s ownership information, in response to Ed Miliband’s claims that it is a ‘tax haven’ that could be blacklisted under a labour government...
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Preparation leads Guernsey to regulatory success


02 February 2015 Guernsey
Reporter: Stephanie Palmer

Guernsey’s forward-thinking approach to international regulatory requirements has aided the success of its funds industry and raising its profile as an international finance centre...
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Solvency II Solutions to collaborate with Silverfinch


27 January 2015 London
Reporter: Becky Butcher

Solvency II Solutions and Silverfinch have announced a joint offering to help asset managers and insurance companies to share their look through data required for Solvency II reporting...
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SEC hits UBS with record $12 million penalty


19 January 2015 Washington DC
Reporter: Stephanie Palmer

A subsidiary of UBS has agreed to pay a record penalty after been charged by the SEC with disclosure and confidentiality violations related to the operation and marketing of its dark pool...
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ICAV Bill approval is imminent, says IFIA


19 January 2015 Dublin
Reporter: Stephanie Palmer

The new Irish Collective Asset-management Vehicle Bill could come in to law within a matter of weeks, according to IFIA director Kieran Fox...
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SEC imposes transparency rules for SDRs


16 January 2015 Washington DC
Reporter: Stephanie Palmer

The Securities Exchange Commission has introduced new rules to increase transparency in the security-based swap market...
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AMfine and Fundsquare launch AIFMD partnership


13 January 2015 Luxembourg
Reporter: Stephanie Palmer

AMfine Services and Securities is pairing with Fundsquare in Luxembourg to provide an integrated system for AIFMD reporting requirements...
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ESMA’s 2015 passport date too hasty, says ALFI


12 January 2015 Luxembourg
Reporter: Stephanie Palmer

The proposed 2015 extension of AIFMD passporting to non-EU fund managers would be premature and could cause market distortion, according to ALFI...
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Regulations lead to buy-side risk, says Misys


12 January 2015 London
Reporter: Stephanie Palmer

The increase in regulations throughout the financial industry is leading to greater risks and more opportunities for buy-side firms, according to a white paper released by Misys...