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Derivatives users not ready for margin regulations


06 January 2015 New York
Reporter: Stephanie Palmer

Derivatives end users are concerned about their ability to meet new margin requirements for non-cleared derivatives, according to a survey by the International Swaps and Derivatives Association (ISDA)...
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AIFMs not ready for Annex IV reporting


06 January 2015 London
Reporter: Stephanie Palmer

Only half of alternative investment fund managers are ‘fully aware’ of the Annex IV reporting requirements applicable to them under the alternative investment fund managers' directive...
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Hard-to-value assets among top AIFMD reporting worries


23 December 2014 London
Reporter: Stephanie Palmer

Kinetic Partners has outlined the three top challenges faced by firms under the alternative investment fund manager’s directive (AIFMD) Annex IV reporting requirements...
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Deutsche Börse DAX indices are IOSCO compliant


23 December 2014 Frankfurt
Reporter: Stephanie Palmer

Deutsche Börse has announced that its DAX index family officially comply with the international Organisation of Securities Commission’s (IOSCO’s) principles for financial benchmarks...
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Gibraltar and Swiss authorities sign MoU agreement


17 December 2014 Gibraltar
Reporter: Stephanie Palmer

The Swiss Financial Markets Supervisory Authority and the Gibraltar Financial Services Commission have signed an agreement to work together in the supervision of alternative investment fund managers...
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SEC: Stress tests and transition planning is the key


12 December 2014 New York
Reporter: Stephanie Palmer

Regulations must evolve with the asset management industry, with more focus on stress-testing and enhanced data reporting, according to Mary Jo White, chair of the US SEC...
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Concerns over compliance costs in 2015


12 December 2014 London
Reporter: Stephanie Palmer

Asset managers, pension funds, banks and insurers expect to spend more on tax and regulations in 2015 and the following years, according to a poll by BNY Mellon at its annual Tax and Regulatory Forum...
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SWIFT launches KYC registry


11 December 2014 Brussels
Reporter: Stephanie Palmer

SWIFT has launched its Know Your Customer registry for correspondent banks, aiming to increase efficiency and reduce risks...
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Centralisation will lead to stability, says SWIFT


10 December 2014 La Hulpe
Reporter: Stephanie Palmer

SWIFT has cited centralisation, common frameworks and emergency liquidity provision as part of basic criteria that the financial industry should embrace for stability in a geographically integrated market...
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SEI launches AIFMD reporting solution


08 December 2014 Oaks, PA
Reporter: Stephanie Palmer

SEI has introduced a solution for the Annex IV reporting required under the European Alternative Investment Fund Managers Directive...