The introduction of cash penalties and settlement fails, a major element of the wider Central Securities Depositories Regulation, has been implemented today
Broadridge Financial Solutions has launched its vote execution service into the Spanish market, in an effort to assist all Spanish financial intermediaries with their Shareholder Rights Directive II compliance
Numis, a UK-based investment bank and corporate adviser, has extended its partnership with Torstone Technology to manage its obligations under the Central Securities Depositories Regulation
KB Associates has reached an agreement to join the UK-based Waystone Group, a provider of governance, risk and compliance services to the asset management industry
corfinancial has launched SureVu Penalty Fees Processing and Management, a software solution to help buy-side firms manage failed trades under forthcoming changes to the Central Securities Depositories Regulation
European securities market regulator clarifies its supervisory approach on implementation of buy-in regime, confirming news from November that it has asked co-legislators for a delay in buy-in element
Acadia, provider of integrated risk management services for derivatives companies, and Capitolis, the SaaS platform provider, have partnered to launch SA-CCR Optimization
Bloomberg has launched a new solution within its FailStation platform, a settlement-exception management tool, to support compliance with the Central Securities Depositories Regulation, ahead of the upcoming February 2022 implementation deadline
