All regulation news

Third Financial selects Qomply for MiFID reporting compliance

30 November 2021 UK
Reporter: Jenna Lomax

Third Financial has selected Qomply to provide integrated end-to-end Markets in Financial Instruments Directive transaction reporting accuracy checks within its Financial Conduct Authority-regulated investment platform provider, Third Platform Servic

FIA EPTA welcomes EC proposals on MiFIR and MiFID II reviews

29 November 2021 Belgium
Reporter: Rebecca Delaney

European capital markets require threefold policy action based on building a true EU single market for financial instruments, improved data quality and transparency in European markets, and strengthened investor protection standards

Bankdata partners with Murex to migrate eight Danish banks to shared risk platform

25 November 2021 Denmark
Reporter: Jenna Lomax

Bankdata has partnered with Murex to move eight Danish banks onto a shared front-to-back-to-risk platform

EU legislators postpone implementation of CSDR mandatory buy-in provisions

25 November 2021 UK
Reporter: Jenna Lomax

In recent months it has widely been assumed that the postponement would be announced some time this month

ACA Group and Foreside Financial Group join forces

18 November 2021 UK
Reporter: Jenna Lomax

ACA Group and Foreside Financial Group, providers of governance, risk, and compliance solutions to clients in the financial services industry, have merged to become one company

IQ-EQ acquires Greyline Partners

17 November 2021 US
Reporter: Jenna Lomax

IQ-EQ, an Astorg portfolio company, has acquired Greyline Partners, a US provider of governance and regulatory compliance solutions for private equity, venture capital, hedge funds and investors

Confluence partners with FundHero to leverage Revolution platform

17 November 2021 Luxembourg
Reporter: Rebecca Delaney

Confluence Technologies has partnered with fund service company FundHero S.A. to combine its compliance technology with Confluence’s cloud-based Revolution platform to administer an exclusive managed software offering

Corlytics launches financial crime regulation tracker

16 November 2021 UK
Reporter: Rebecca Delaney

Regulatory risk intelligence firm Corlytics has launched a themed financial crime tracker to provide firms with a single view of digitised, risk-rated and visualised fincrime regulations

Confluence Technologies set to acquire Compliance Solutions Strategies

15 November 2021 US
Reporter: Jenna Lomax

Confluence Technologies, the Pittsburgh-based technology solutions provider, is to acquire Compliance Solutions Strategies, a global regtech company

Austria’s CMTA chooses deltaconX for regulatory compliance

03 November 2021 Austria
Reporter: Jenna Lomax

CMTA has chosen deltaconX to fulfil its Markets in Financial Instruments Regulation obligations under Article 26 from 2022

BNY Mellon selects Pelican AI for sanction screening tools

02 November 2021 UK
Reporter: Rebecca Delaney

BNY Mellon has selected Pelican AI’s Secure Sanctions Self-Learning Optimisation solution to improve efficiency in the global sanction screening capabilities of its treasury services business

European Commission issues banking legislative package, finalising Basel III implementation in EU

27 October 2021 EU
Reporter: Bob Currie

Review of the Capital Requirements Regulation and Capital Requirements Directive aims to make banks more resilient to economic shocks, while facilitating transition to carbon neutrality and supporting recovery from the pandemic

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