All regulation news

BCBS releases progress report on adoption of Basel regulatory framework

14 October 2021 Switzerland
Reporter: Bob Currie

The report concludes that member jurisdictions have made further progress in adopting Basel III standards, despite disruption from the COVID-19 pandemic

Central Bank of Ireland fines Sarasin for four investment breaches

05 October 2021 Ireland
Reporter: Jenna Lomax

While conducting the merger of two funds, which were managed by SFMIL’s appointed investment manager, SFMIL deliberately breached certain investment concentration restrictions

EACH responds to ESMA’s EMIR consultation

01 October 2021 Belgium
Reporter: Maddie Saghir

EACH believes guidance is needed for valuation reporting considering the importance of monitoring systemic risk in the financial system

Northern Trust launches solution for IM calculation ahead of UMR implementation

29 September 2021 US
Reporter: Jenna Lomax

Northern Trust has launched an automated solution for initial margin calculation to help asset manager and asset owner clients comply with global regulations governing trading of over-the-counter derivatives

ESMA prioritises sustainability, CMU and digitalisation for 2022

28 September 2021 EU
Reporter: Bob Currie

EU securities market regulator takes on new supervisory powers for benchmarks and data service providers and will concentrate on building a single rulebook and promoting its role as an EU capital markets data hub

ESMA recommends delaying buy-in rules

27 September 2021 Germany
Reporter: Carmella Haswell

The EU regulator has written to the European Commission urging it to reconsider a delay of the mandatory buy-in regime

Hazeltree prepares for UMR compliance

23 September 2021 US
Reporter: Rebecca Delaney

Hazeltree Collateral Management has been upgraded to allow clients to comply with phases 5 and 6 of the Uncleared Margin Rules

ALFI: You’ve got to take the ‘long term view’ with SFDR

21 September 2021 Luxembourg
Reporter: Maddie Saghir

“You have to take ESG risk into account when managing money on behalf of clients. We do have Article 8 and Article 9 funds and we may progress that over the future but you’ve got to take the long term view with SFDR,"says HSBC's Dan Rudd

Qomply joins forces with Euronext

21 September 2021 UK
Reporter: Jenna Lomax

According to Qomply and Euronext, by linking services, the companies will be able to provide their clients with a solution that reduces cost and eradicates the complications that often come with the integration of separate solutions

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