HSBC has selected Proxymity’s Shareholder ID solution in an effort to meet the compliance requirements for the EU’s Shareholder Rights Directive II Directive
Euroclear has selected a Taskize solution to appeal penalties on both its international central securities depository and its domestic CSDs, following the implementation of the central securities depositories regulation Settlement Discipline Regime
New research from ACA Group has revealed that 97 per cent of reports under Markets in Financial Instruments Regulation and European Market Infrastructure Regulation contained inaccuracies in 2021
The introduction of cash penalties and settlement fails, a major element of the wider Central Securities Depositories Regulation, has been implemented today
Broadridge Financial Solutions has launched its vote execution service into the Spanish market, in an effort to assist all Spanish financial intermediaries with their Shareholder Rights Directive II compliance
Numis, a UK-based investment bank and corporate adviser, has extended its partnership with Torstone Technology to manage its obligations under the Central Securities Depositories Regulation
KB Associates has reached an agreement to join the UK-based Waystone Group, a provider of governance, risk and compliance services to the asset management industry
corfinancial has launched SureVu Penalty Fees Processing and Management, a software solution to help buy-side firms manage failed trades under forthcoming changes to the Central Securities Depositories Regulation
European securities market regulator clarifies its supervisory approach on implementation of buy-in regime, confirming news from November that it has asked co-legislators for a delay in buy-in element
